Semisimplicity, Purity and Mumford–Tate Conjecture for hyper-Kähler Varieties

Kazuhiro Ito Mathematical Institute, Tohoku University, 6-3, Aoba, Aramaki, Aoba-Ku, Sendai, 980-8578, Japan kazuhiro.ito.c3@tohoku.ac.jp  and  Haitao Zou Universität Bielefeld, Universitätsstraße 25, 33615 Bielefeld, Germany hzou@math.uni-bielefeld.de
(Date: October 6, 2026)
Abstract.

We prove the Mumford–Tate conjecture in every degree for hyper-Kähler varieties over fields finitely generated over ℚ. The proof establishes semisimplicity of ℓ-adic cohomology by eliminating the unipotent radical of the algebraic monodromy group of total cohomology. We also prove the weight–monodromy conjecture for hyper-Kähler varieties over p-adic fields. For hyper-Kähler varieties over number fields with b2≥4, we establish, after suitable finite extensions, strong compatibility of the associated Weil–Deligne representations valued in Mumford–Tate groups and its integral refinement away from finitely many primes.

Key words and phrases:
hyper-Kähler varieties, semisimplicity, Mumford–Tate conjecture, weight–monodromy conjecture, Weil–Deligne representations
2020 Mathematics Subject Classification:
Primary 14J42; Secondary 14G20, 14F20, 14F30

1. Introduction

1.1. The Mumford–Tate conjecture and semisimplicity

The Mumford–Tate conjecture relates the ℓ-adic Galois representations attached to a smooth projective variety in characteristic zero to the Hodge structures on its Betti cohomology. More precisely, let X be a smooth projective variety over a field F finitely generated over ℚ. Let F¯ be an algebraic closure of F and fix an embedding F¯↪ℂ. For a prime ℓ, we write Gℓ,i⁢(X) for the algebraic monodromy group, that is, the Zariski closure of the image of the representation

GF=Gal(F¯/F)⟶GL(He´⁢ti⁢(XF¯,ℚℓ)),

and MTi⁡(Xℂ) for the Mumford–Tate group of HBi⁢(Xℂ,ℚ). The Mumford–Tate conjecture predicts that, under the étale–Betti comparison,

Gℓ,i(X)∘=MTi(Xℂ)ℚℓ

for every i and ℓ. This conjecture was originally formulated for abelian varieties and remains open in general, even in that case; see [29] and the references therein for an overview.

In this paper, we prove the Mumford–Tate conjecture in every degree for hyper-Kähler varieties. Here a hyper-Kähler variety over a field K of characteristic zero means a smooth projective geometrically simply connected variety X with H0⁢(X,ΩX/K2)=K⁢σ for a nowhere-degenerate 2-form σ. Hyper-Kähler varieties are higher-dimensional analogues of K3 surfaces and occur among the factors in the Beauville–Bogomolov decomposition [4, 2]. For K3 surfaces, the Mumford–Tate conjecture was proved by Tankeev [40]. André [1] proved it in degree two for hyper-Kähler varieties with b2⁢(X)≥4. In all degrees, the conjecture was known for the four standard deformation types, K⁢3[n], generalized Kummer, OG6, and OG10, by work of Floccari, Soldatenkov, and Floccari–Fu–Zhang [16, 38, 15].

Tang and the second author proved the Mumford–Tate conjecture for arbitrary hyper-Kähler varieties after semisimplifying the Galois representations [39]. The remaining problem is therefore to establish semisimplicity, or equivalently to prove that the unipotent radical of the algebraic monodromy group is trivial, which is predicted by the semisimplicity conjecture of Grothendieck and Serre [20, 34].

We prove a general restriction on the possible unipotent radicals of algebraic monodromy groups arising from geometry: the connected algebraic monodromy group of a smooth proper variety over F has no nontrivial unipotent algebraic quotient (Theorem 2.3). For a hyper-Kähler variety X over F, write Gℓ⁢(X) and MT⁡(Xℂ) for the algebraic monodromy and Mumford–Tate groups of total cohomology, respectively, and Ru,ℓ for the unipotent radical of the identity component Gℓ⁢(X)∘. The structural results of [39] identify MT(Xℂ)ℚℓ with a Levi subgroup centralizing Ru,ℓ, giving

Gℓ(X)∘=MT(Xℂ)ℚℓ×Ru,ℓ.

The unipotent radical is therefore a quotient of Gℓ⁢(X)∘ and must be trivial by the preceding result. This proves semisimplicity of the ℓ-adic cohomology, thereby completing the proof of the Mumford–Tate conjecture for hyper-Kähler varieties. More precisely, we prove the following theorem.

Theorem A (Theorem 2.5).

Let X be a hyper-Kähler variety over a field F finitely generated over ℚ. Then He´⁢ti⁢(XF¯,ℚℓ) is a semisimple GF-representation for every i and every prime ℓ, and the Mumford–Tate conjecture holds for X in every degree.

The weight–monodromy conjecture in degree i asserts that the associated Weil–Deligne representation is pure of weight i (see Section 3.3). Using Theorem A, we show that, after a finite extension of K, the tensor square He´⁢ti⁢(XK¯,ℚℓ)⊗2 is a direct summand of a finite sum of tensor products of He´⁢t2⁢(XK¯,ℚℓ) and its dual. The known degree-two case (see Lemma 3.8) then implies that the Weil–Deligne representation associated with this tensor square is pure of weight 2⁢i. Since purity can be detected on tensor squares, the conjecture follows in every degree.

Theorem B (Theorem 4.4).

Let K be a finite extension of ℚp, and let X be a hyper-Kähler variety over K. The weight–monodromy conjecture holds for He´⁢ti⁢(XK¯,ℚℓ) for every i and every prime ℓ, including ℓ=p.

1.2. Strong compatibility

Our next aim is to compare the local Weil–Deligne representations valued in Mumford–Tate groups as ℓ varies. Let X be a hyper-Kähler variety over a number field F with b2⁢(X)≥4. Fix an embedding F¯↪ℂ, and put 𝐆=MT⁡(Xℂ). After replacing F by a finite extension, the Mumford–Tate conjecture implies that the Galois actions on total cohomology factor through representations

ϕℓMT:GF⟶𝐆⁢(ℚℓ)

for every ℓ. For a finite place v∣p of F, the restriction of ϕℓMT to GFv gives rise to a 𝐆-valued Weil–Deligne representation ρℓ,vMT of Fv over ℚ¯ℓ for every prime ℓ, including ℓ=p. We refer to Section 3 for details on the notion of 𝐆-valued Weil–Deligne representations. We fix an embedding ℚ¯↪ℚ¯ℓ for each ℓ. We prove the following strong compatibility result.

Theorem C (Theorem 5.8).

After replacing F by a further finite extension, the family {ρℓ,vMT}ℓ is rationally strongly compatible for every finite place v of F. More precisely, there exists a 𝐆-valued Weil–Deligne representation ρv of Fv over ℚ¯ whose 𝐆⁢(ℚ¯)-conjugacy class is invariant under Gal(ℚ¯/ℚ) and whose base change to ℚ¯ℓ is equivalent to ρℓ,vMT for every ℓ, including ℓ=p.

There has recently been substantial progress on the corresponding statement for abelian varieties. Noot obtained partial results at places of semistable reduction [30]. Kisin–Zhou proved that Frobenius conjugacy classes in the Mumford–Tate group are independent of ℓ at places of good reduction with odd residue characteristic [25]. They subsequently established strong compatibility for the Weil–Deligne representations valued in Mumford–Tate groups at places of semistable reduction, including ℓ=p [26, Theorem 1.2].

Using a Kuga–Satake abelian variety and Looijenga–Lunts–Verbitsky (LLV) theory, we deduce our theorem from their result. We refer to Section 5 for the proof and a more precise description of the required finite extension of F.

Strong compatibility refines the classical independence of ℓ of Frobenius characteristic polynomials at places of good reduction [11, 34]. The theorem implies that, after replacing F by a finite extension, the characteristic polynomials of Frobenius on the associated Weil–Deligne representations in every degree are independent of ℓ at every finite place, including places of bad reduction; see Corollary 5.10 for a purely local result.

We further prove an integral refinement away from finitely many primes ℓ. Keeping the notation above, we summarize it as follows; the precise formulation is given in Section 5.3. Let ℤ¯⊂ℚ¯ and ℤ¯ℓ⊂ℚ¯ℓ be the integral closures of ℤ and ℤℓ, respectively.

Theorem D (Theorem 5.17).

We keep the notation of Theorem C and fix a finite place v∣p of F. There exist a positive integer D divisible by p and a reductive model 𝒢 of 𝐆 over ℤ⁢[1/D] such that ρv extends to a 𝒢-valued Weil–Deligne representation ρvint of Fv over ℤ¯⁢[1/D] and, for every prime ℓ∤D, its base change (ρvint)ℤ¯ℓ to ℤ¯ℓ is equivalent to the 𝒢-valued Weil–Deligne representation ρℓ,vMT,int of Fv over ℤ¯ℓ associated with the Galois action on He´⁢t∙⁢(XF¯v,ℤℓ).

We also prove an analogous integral refinement for abelian varieties with semistable reduction at v. The key input for the integral refinement is torsion-freeness of cokernels of all powers of the monodromy operator on He´⁢t∙⁢(XF¯v,ℤℓ) for all but finitely many ℓ≠p. This property was studied in [23] in connection with a torsion analogue of the weight–monodromy conjecture. As in the proof of the weight–monodromy conjecture, we reduce to the degree-two case to establish this property for hyper-Kähler varieties in every degree (Proposition 5.14).

Outline

Section 2 shows that the connected algebraic monodromy group of a smooth proper variety over a field finitely generated over ℚ has no nontrivial unipotent algebraic quotient (Theorem 2.3) and deduces the Mumford–Tate conjecture and semisimplicity (Theorem 2.5) for hyper-Kähler varieties from this result. In Section 3, we collect what we need about 𝐆-valued Weil–Deligne representations. We also introduce the notion of purity for 𝐆-valued Weil–Deligne representations with integral coefficients, which plays an important role in the proof of Theorem D. In Section 4, we prove the weight–monodromy conjecture (Theorem 4.4). Finally, in Section 5, we prove rational strong compatibility (Theorem 5.8) and its integral refinement (Theorem 5.17).

Notation and conventions

For a field F, we write F¯ for a separable closure and GF=Gal(F¯/F) for the absolute Galois group. We denote base change by a subscript. For example, for a homomorphism of rings R→S, we write XS≔X×SpecRSpecS for an R-scheme X and MS≔M⊗RS for an R-module M. We use the same convention for group schemes, representations, etc.

2. Mumford–Tate conjecture for hyper-Kähler varieties

2.1. Unipotent quotients of algebraic monodromy groups

Let F be a number field. For a finite place v of F, let Fv be the completion of F at v. For v∣ℓ, let ℂℓ be the completion of F¯v. Let χℓ:GFv→ℤℓ× be the cyclotomic character, describing the action on ℓ-power roots of unity, and write ℂℓ⁢(r) for ℂℓ with action g⋅z=χℓ⁢(g)r⁢g⁢(z). A finite-dimensional continuous GFv-representation W over ℚℓ is Hodge–Tate if there is a GFv-equivariant ℂℓ-linear isomorphism

ℂℓ⊗ℚℓW≃⨁j∈ℤℂℓ⁢(−j)⊕mj,

with the diagonal action on the left, where the mj are nonnegative integers, almost all zero. This is an ℓ-adic analogue of the Hodge decomposition. The integers j with mj>0, counted with multiplicity mj, are the Hodge–Tate weights of W. In this convention, the cyclotomic representation ℚℓ⁢(1) has Hodge–Tate weight −1. The multiplicity of each Hodge–Tate weight is additive in short exact sequences of Hodge–Tate representations. A finite-dimensional GF-representation over ℚℓ is Hodge–Tate at v if its restriction to GFv has this property.

Let c:GF→ℚℓ be a continuous additive character of GF. Denote by Vc the two-dimensional representation g↦(1c⁢(g)01). We write Iv for the inertia subgroup of GF at v.

Lemma 2.1.

If Vc is Hodge–Tate at every place v∣ℓ, then c=0.

Proof.

Let v∣ℓ. The representation Vc|GFv is an extension of the trivial representation ℚℓ by itself. Since it is Hodge–Tate by hypothesis, additivity of the multiplicities of Hodge–Tate weights in short exact sequences shows that all its weights are zero. Applying Sen’s theorem [33, Corollary 1] over the completion of the maximal unramified extension of Fv shows that Iv has finite image on Vc. Thus c⁢(Iv) is finite and hence zero, since the additive group of ℚℓ is torsion-free.

Now let v∤ℓ, and let p be the residue characteristic of Fv. Since c is additive, its restriction to GFv factors through the abelianization. Local class field theory therefore identifies c⁢(Iv) with the image of a continuous homomorphism 𝒪Fv×→ℚℓ. The group 𝒪Fv× has an open pro-p subgroup, whereas every compact subgroup of ℚℓ is pro-ℓ. Since p≠ℓ, this open subgroup has trivial image, so c⁢(Iv) is again finite and hence zero.

We have shown that c is unramified at every finite place of F. Since the target of c is abelian, global class field theory makes c factor through the narrow class group of F, which is finite. As ℚℓ has no nonzero finite subgroup, we conclude that c=0. ∎

Proposition 2.2.

Let ρ:GF→GL(V) be a continuous finite-dimensional representation over ℚℓ. Suppose that V is Hodge–Tate at every place v∣ℓ. If G is the algebraic monodromy group of V, then G∘ has no nontrivial unipotent algebraic quotient.

Proof.

By replacing F by a finite extension, we may assume that G=G∘. Let c:G→𝔾a be an algebraic homomorphism and consider the two-dimensional representation Vc of G as above. By [28, Theorem 4.14], Vc is a subquotient of a finite direct sum of tensor products of V and its dual V∨, and hence Vc is Hodge–Tate at every place v∣ℓ. It then follows from Lemma 2.1 that c is trivial. A nontrivial connected unipotent quotient of G would admit 𝔾a as a quotient [28, Propositions 14.21 and 14.22], contradicting what we have just proved. ∎

Theorem 2.3.

Let F be a finitely generated field over ℚ and let X be a smooth proper variety over F. Let Gℓ⁢(X) be the algebraic monodromy group of the representation

ρℓ:GF⟶GL(He´⁢t∙⁢(XF¯,ℚℓ)).

Then Gℓ⁢(X)∘ has no nontrivial unipotent algebraic quotient.

Proof.

By the standard specialization argument using Hilbert irreducibility [35, Section 10.6] (see also [5, Section 5]), it suffices to treat the case where F is a number field. In this case, He´⁢t∙⁢(XF¯,ℚℓ) is Hodge–Tate at every place above ℓ by [14, 42]. The assertion therefore follows from Proposition 2.2. ∎

2.2. The Mumford–Tate conjecture and semisimplicity

Let X be a hyper-Kähler variety over a field F finitely generated over ℚ, and fix an embedding F¯↪ℂ.

Write MT⁡(Xℂ) for the Mumford–Tate group of total Betti cohomology and MTi⁡(Xℂ) for that of HBi⁢(Xℂ,ℚ). For any algebraic group acting on total Betti cohomology and preserving the grading, write pi for its degree-i projection; we use the same notation on étale cohomology via the étale–Betti comparison. In particular, pi⁢(MT⁡(Xℂ))=MTi⁡(Xℂ).

For each prime ℓ, write Gℓ⁢(X) for the algebraic monodromy group of He´⁢t∙⁢(XF¯,ℚℓ) and Ru,ℓ for the unipotent radical of Gℓ⁢(X)∘. Let Gℓ,i⁢(X)=pi⁢(Gℓ⁢(X)) be the algebraic monodromy group in degree i. The Mumford–Tate conjecture (MTC)i asserts that

Gℓ,i(X)∘=MTi(Xℂ)ℚℓ

for every prime ℓ. We recall the main result of [39] in the following form.

Theorem 2.4 ([39]).

Under the comparison isomorphism

He´⁢t∙⁢(XF¯,ℚℓ)≃HB∙⁢(Xℂ,ℚ)⊗ℚℚℓ,

we have MT(Xℂ)ℚℓ⊂Gℓ(X)∘. Moreover, Ru,ℓ commutes with MT(Xℂ)ℚℓ, and multiplication induces a canonical decomposition

Gℓ(X)∘=MT(Xℂ)ℚℓ×Ru,ℓ. (2.1)
Proof.

See [39, Lemma 3.3.2 and Proposition 5.2.2]. ∎

The direct-product decomposition makes Ru,ℓ a quotient of the connected monodromy group. The preceding subsection therefore gives the following theorem.

Theorem 2.5.

For every prime ℓ, we have

Gℓ(X)∘=MT(Xℂ)ℚℓ (2.2)

under the étale–Betti comparison. Moreover, for each 0≤i≤2⁢dimX, He´⁢ti⁢(XF¯,ℚℓ) is a semisimple GF-representation and the Mumford–Tate conjecture (MTC)i holds for X.

Proof.

Projection onto the second factor in (2.1) makes Ru,ℓ a unipotent algebraic quotient of Gℓ⁢(X)∘. Thus Ru,ℓ=1 by Theorem 2.3, which proves (2.2). For every i, the degree-i projection satisfies pi⁢(Gℓ⁢(X)∘)=Gℓ,i⁢(X)∘. Applying pi to (2.2) therefore gives

Gℓ,i(X)∘=pi(MT(Xℂ)ℚℓ)=MTi(Xℂ)ℚℓ,

which proves (MTC)i in every degree. Reductivity of Mumford–Tate groups then implies semisimplicity by [28, Corollary 22.43]. ∎

3. 𝐆-valued Weil–Deligne representations

3.1. Review of G-valued Weil–Deligne representations

Let K be a complete discretely valued field of characteristic zero with residue field 𝔽q, where q is a power of a prime number p. Let IK be the inertia subgroup of GK. Let WK be the Weil group of K. By definition, we have a short exact sequence

1⟶IK⟶WK⟶𝛼ℤ⟶1,

where α sends a lift Frobq of the geometric Frobenius element to −1.

Let R be a ℤ⁢[1/q]-algebra and let 𝐆 be a reductive group scheme over SpecR. Let Lie(𝐆) be the Lie algebra over R of 𝐆. Let Ω be an R-algebra. In this paper, by a 𝐆-valued Weil–Deligne representation (of K) over Ω, we mean a pair ρ=(r,N) consisting of a continuous homomorphism r:WK→𝐆⁢(Ω) (where 𝐆⁢(Ω) is endowed with the discrete topology) and an element N∈Lie(𝐆)Ω, which we call the monodromy operator, such that Ad⁡(r⁢(w))⁢(N)=qα⁢(w)⁢N for every w∈WK. If ρ takes values in 𝐆=GLn for some nonnegative integer n, we simply call ρ a Weil–Deligne representation. Two 𝐆-valued Weil–Deligne representations ρ1=(r1,N1) and ρ2=(r2,N2) over Ω are said to be equivalent if they are conjugate by an element of 𝐆⁢(Ω), that is, if there exists g∈𝐆⁢(Ω) such that r2⁢(w)=Ad⁡(g)⁢(r1⁢(w)) for every w∈WK and N2=Ad⁡(g)⁢(N1). In this case, we write ρ1∼𝐆⁢(Ω)ρ2.

For a homomorphism η:𝐆→𝐆′ of reductive group schemes over R, we denote by η∘ρ the induced 𝐆′-valued Weil–Deligne representation (η∘r,d⁢η⁢(N)), where d⁢η:Lie(𝐆)→Lie(𝐆′) is the homomorphism induced by η on Lie algebras. For a homomorphism ι:Ω→Ω′ of R-algebras, we denote by ρ⊗ΩΩ′ or ρΩ′ the base change of ρ along ι.

If Ω is a field of characteristic zero, we say that ρ is Frobenius semisimple if r⁢(Frobq)∈𝐆⁢(Ω) is semisimple for some (and hence any) geometric Frobenius lift Frobq. For a finite extension L/K, the restriction ρ|L≔(r|WL,N) is Frobenius semisimple if and only if ρ is Frobenius semisimple.

3.2. G-valued Weil–Deligne representations associated with Galois representations

Let ℓ be a prime number and let 𝐆 be a reductive group over ℚℓ. A 𝐆-valued Weil–Deligne representation can be attached to a 𝐆-valued representation of GK (which is potentially semistable when ℓ=p). Here we recall the construction.

Example 3.1.

Assume that ℓ≠p. Let ϕ:GK→𝐆⁢(ℚℓ) be a continuous homomorphism. We fix an isomorphism ℤℓ⁢(1)≃ℤℓ (as ℤℓ-modules). Let tℓ:IK→ℤℓ⁢(1)≃ℤℓ be the usual maximal pro-ℓ quotient. By Grothendieck’s monodromy theorem, there exists a unique nilpotent element N∈Lie(𝐆) such that ϕ⁢(σ)=exp⁡(tℓ⁢(σ)⁢N) for all elements σ of some open subgroup of IK. We fix a geometric Frobenius lift Frobq∈WK. We define r:WK→𝐆⁢(ℚℓ) by Frobqnσ↦ϕ⁢(Frobqnσ)⁢exp⁡(−tℓ⁢(σ)⁢N). After passing to ℚ¯ℓ, we obtain the 𝐆-valued Weil–Deligne representation ρ⁢(ϕ)≔(r,N) of K over ℚ¯ℓ, whose equivalence class is independent of the choices of ℤℓ⁢(1)≃ℤℓ and Frobq (see [10, Lemma 8.4.3 and Variant 8.11]).

Example 3.2.

Assume that ℓ=p. Let ϕ:GK→𝐆⁢(ℚℓ) be a continuous homomorphism. We assume that ϕ is potentially semistable, that is, for every finite-dimensional representation V∈Repℚp⁢(𝐆), the induced GK-action on V is potentially semistable111It suffices to check this condition for one faithful representation; see [21, Lemma 2.8] for example. Let K0 be the maximal unramified subfield of K and K0ur⊂K¯ the maximal unramified extension of K0. Every V∈Repℚp⁢(𝐆) gives rise to the (φ,N)-module

Dpst⁢(V)≔lim→L⁡(V⊗ℚpBst)GL

over K0ur, where L⊂K¯ runs over all finite Galois extensions of K. We choose an embedding τ:K0ur↪ℚ¯p (over ℚp). The construction V↦Dpst⁢(V)⊗K0urℚ¯p induces an exact tensor functor ω′:Repℚp⁢(𝐆)→Vectℚ¯p, where Vectℚ¯p is the category of finite-dimensional ℚ¯p-vector spaces. Let ω:Repℚp⁢(𝐆)→Vectℚ¯p be the canonical fiber functor V↦Vℚ¯p. By Tannakian formalism, there exists an isomorphism ω≃ω′ of tensor functors, and this induces an isomorphism 𝐆ℚ¯p≃Aut¯⊗⁢(ω′). For each V∈Repℚp⁢(𝐆), the Weil group WK acts on Dpst⁢(V) by

σ⊗σ⁢φ−α⁢(σ)⁣[𝔽q:𝔽p],∀σ∈WK.

This action and the monodromy operators on the (φ,N)-modules are compatible with tensor operations in V. Hence, via the chosen tensor isomorphism ω≃ω′, they define a continuous homomorphism r:WK→𝐆⁢(ℚ¯p) together with an element N∈Lie(𝐆)ℚ¯p such that ρ⁢(ϕ)≔(r,N) is a 𝐆-valued Weil–Deligne representation of K over ℚ¯p. The equivalence class of ρ⁢(ϕ) is independent of the choices of τ and ω≃ω′.

Remark 3.3.

The constructions of 𝐆-valued Weil–Deligne representations ϕ↦ρ⁢(ϕ) in Examples 3.1 and 3.2 are both functorial in 𝐆, up to equivalence.

For use in Section 5.3, we record an integral version of Example 3.1.

Example 3.4.

Assume that ℓ≠p. Let

𝒢↪∏iGL(Vi)

be a reductive closed subgroup scheme over ℤℓ, where ∏iGL(Vi) is a finite product and each Vi is a finite free ℤℓ-module of rank ni. Assume that ℓ>maxi⁡ni. Let ϕ:GK→𝒢⁢(ℤℓ) be a continuous homomorphism, and let ℤ¯ℓ denote the integral closure of ℤℓ in ℚ¯ℓ. We choose an isomorphism ℤℓ⁢(1)≃ℤℓ and a geometric Frobenius lift Frobq∈WK. Let (r,N) be the 𝒢-valued Weil–Deligne representation of K over ℚ¯ℓ associated with the generic fiber of ϕ using our fixed choices ℤℓ⁢(1)≃ℤℓ and Frobq. We shall show that r:WK→𝒢⁢(ℚ¯ℓ) takes values in 𝒢⁢(ℤ¯ℓ) and N belongs to Lie(𝒢)ℤ¯ℓ.

Choose σ∈IK with tℓ⁢(σ)=1, and write gi and Ni for the actions of ϕ⁢(σ) and N on Vi⊗ℤℓℚ¯ℓ. The eigenvalues of gi are roots of unity, and its unipotent part is exp⁡(Ni). If an eigenvalue has order divisible by ℓ, then the inequality ni<ℓ forces the characteristic polynomial of gi to be irreducible over ℚℓ. Thus gi is semisimple and Ni=0. If the semisimple part of gi has order ei prime to ℓ, then giei=exp⁡(ei⁢Ni) is unipotent. This, together with (giei−1)ni=0 and ni<ℓ, implies that

Ni=1ei⁢log⁡(giei)=1ei⁢∑j=1ni−1(−1)j+1j⁢(giei−1)j∈Endℤ¯ℓ(Vi⊗ℤℓℤ¯ℓ).

Similarly, exp⁡(t⁢Ni) is defined over ℤ¯ℓ for every t∈ℤℓ. Since 𝒢 is closed in ∏iGL(Vi), it follows that

N∈Lie(𝒢)ℤ¯ℓ,r⁢(WK)⊂𝒢⁢(ℤ¯ℓ),

as desired. The resulting 𝒢-valued Weil–Deligne representation of K over ℤ¯ℓ is also denoted by ρ⁢(ϕ)=(r,N). In contrast to the rational case, its equivalence class may depend on the choices of ℤℓ⁢(1)≃ℤℓ and Frobq. The following proposition shows that it is independent of these choices under an additional hypothesis.

Proposition 3.5.

Keep the notation and assumptions of Example 3.4. Assume that ℓ∤(q−1) and that there exists a geometric Frobenius lift Frobq∈WK such that, for every i, any two distinct eigenvalues a,b of ϕ⁢(Frobq) on Vi⊗ℤℓℚ¯ℓ satisfy a−b∈ℤ¯ℓ×. Then the equivalence class of ρ⁢(ϕ) over ℤ¯ℓ is independent of the choices of ℤℓ⁢(1)≃ℤℓ and the geometric Frobenius lift.

Proof.

We follow the arguments of [10, Lemma 8.4.3 and Variant 8.11]. If N=0, then r=ϕ|WK, and the assertion is immediate. We henceforth assume that N≠0.

Since q−1∈ℤℓ×, the same argument as in [10, Lemma 8.4.3] shows that, with the identification ℤℓ⁢(1)≃ℤℓ fixed, changing the geometric Frobenius lift yields an equivalent 𝒢-valued Weil–Deligne representation over ℤ¯ℓ.

Changing the identification ℤℓ⁢(1)≃ℤℓ leaves r unchanged and replaces N by a⁢N for some a∈ℤℓ×. Let x=ϕ⁢(Frobq) and let xs be its semisimple part. By the assumption, the eigenspace decomposition of xs on each Vi⊗ℤℓℚ¯ℓ is defined over ℤ¯ℓ. It follows that xs belongs to 𝒢⁢(ℤ¯ℓ). Since r⁢(IK) is finite, there is an integer m>0 such that xsm commutes with r⁢(IK). Let D be the schematic closure of ⟨xsm⟩ in 𝒢ℤ¯ℓ. Then D is diagonalizable and commutes with r⁢(WK). The relation Ad⁡(xsm)⁢(N)=q−m⁢N shows that D acts on N via a character ψ:D→𝔾m,ℤ¯ℓ. Since ψ⁢(xsm)=q−m, the order of ψ is infinite. We claim that ψ:D⁢(ℤ¯ℓ)→ℤ¯ℓ× is surjective. Indeed, under the identification D⁢(ℤ¯ℓ)=Hom(X∗⁢(D),ℤ¯ℓ×), this map is the restriction

Hom(X∗⁢(D),ℤ¯ℓ×)⟶Hom(ℤ⁢ψ,ℤ¯ℓ×)≃ℤ¯ℓ×.

Since ℤ¯ℓ× is divisible, every homomorphism on ℤ⁢ψ⊂X∗⁢(D) extends to X∗⁢(D). An element h∈D⁢(ℤ¯ℓ) with ψ⁢(h)=a therefore conjugates (r,N) to (r,a⁢N). ∎

For later use, we record the following lemma.

Lemma 3.6.

Keep the notation of Example 3.4. Let ρ=(r,N) be a 𝒢-valued Weil–Deligne representation of K over ℤ¯ℓ whose generic fiber is Frobenius semisimple. Assume that there exists a geometric Frobenius lift Frobq∈WK such that, for every i, any two distinct eigenvalues a,b of r⁢(Frobq) on Vi⊗ℤℓℚ¯ℓ satisfy a−b∈ℤ¯ℓ×. Then the scheme-theoretic centralizer Z𝒢ℤ¯ℓ⁢(r⁢(Frobq)) is smooth over ℤ¯ℓ. Moreover, Z𝒢ℤ¯ℓ⁢(r⁢(Frobq)) contains a maximal torus of 𝒢ℤ¯ℓ.

Proof.

Put x≔r⁢(Frobq). As in the proof of Proposition 3.5, the assumptions imply that the eigenspace decomposition of x on each Vi⊗ℤℓℚ¯ℓ is defined over ℤ¯ℓ. Let D be the schematic closure of ⟨x⟩ in 𝒢ℤ¯ℓ. Then D is diagonalizable and

Z𝒢ℤ¯ℓ⁢(x)=Z𝒢ℤ¯ℓ⁢(D).

Since Z𝒢ℤ¯ℓ⁢(D) is smooth by [7, Lemma 2.2.4], the first assertion follows. The second assertion follows from [7, Remark 3.1.5 and Theorem 3.2.6]. ∎

3.3. Purity

Let ρ=(r,N) be a Weil–Deligne representation of K over ℚ¯ℓ and let V be its underlying ℚ¯ℓ-vector space. We note that the monodromy operator N is nilpotent. Thus it induces the monodromy filtration {M∙⁢V} on V; see [12, Proposition (1.6.1)]. Let i be an integer. We say that ρ is pure of weight i if the eigenvalues of r⁢(Frobq) on grjM⁢V≔Mj⁢V/Mj−1⁢V are Weil qi+j-numbers for any geometric Frobenius lift Frobq∈WK.

Conjecture 3.7 (Weight–monodromy conjecture).

Let X be a smooth proper scheme over K. Then, for every prime ℓ and every integer i, the Weil–Deligne representation associated with He´⁢ti⁢(XK¯,ℚℓ) is pure of weight i.

The conjecture is a local analogue of the Weil conjectures: in the good-reduction case, the monodromy operator vanishes, and the assertion reduces to purity for the special fiber. Several cases are known for ℓ≠p; see, for example, [23, Theorem 3.2] and the references therein. (We note that the equal-characteristic analogue is already known.) The conjecture is also known for ℓ=p in many of these cases; see [3] and the references therein. It remains open in general in dimension at least three. For our argument, we need only the following low-degree case.

Lemma 3.8.

Let X be a smooth proper scheme over K. The weight–monodromy conjecture (Conjecture 3.7) holds for i≤2.

Proof.

For ℓ≠p, see [32, Lemma 3.9]. For ℓ=p, see [37, Theorem 10.5]. ∎

Let 𝐆 be a reductive group over ℚ. We next extend the notion of purity to 𝐆-valued Weil–Deligne representations. Let μ:𝔾m→𝐆 be a cocharacter over ℚ whose image is contained in the center Z⁢(𝐆) of 𝐆. Let ℓ be a prime number, and let ρ=(r,N) be a 𝐆-valued Weil–Deligne representation of K over ℚ¯ℓ. We say that ρ is pure (with respect to μ) if for every finite-dimensional 𝐆-representation V over ℚ¯ℓ such that μ⁢(z) acts on V as zi for some integer i, the induced Weil–Deligne representation on V is pure of weight i.

Let ρ=(r,N) be a 𝐆-valued Weil–Deligne representation of K over ℚ¯ℓ and assume that ρ is pure. By Tannakian formalism, there exists a unique cocharacter w:𝔾m→𝐆ℚ¯ℓ with the following property: Let V be a finite-dimensional 𝐆-representation over ℚ¯ℓ. Since μ is central, we have a decomposition V=⨁iVi where Vi is the subspace on which μ⁢(z) acts as zi. Let Vi=⨁jVi,j be a decomposition into WK-representations where the eigenvalues of Frobq acting on Vi,j are Weil qi+j-numbers for any geometric Frobenius lift Frobq∈WK. Then w⁢(z) acts on Vi,j as zj.

Definition 3.9.

The cocharacter w:𝔾m→𝐆ℚ¯ℓ characterized by the above property is called the Frobenius-weight cocharacter of r.

Lemma 3.10.

Let ρ=(r,N) be a 𝐆-valued Weil–Deligne representation of K over ℚ¯ℓ and assume that ρ is pure. Let w:𝔾m→𝐆ℚ¯ℓ be the Frobenius-weight cocharacter of r and put λ≔w−1. Then λ is associated to N in the sense of [24, 5.3, Definition].

Proof.

We choose a faithful representation V of 𝐆ℚ¯ℓ. By [24, 5.12, Claim], it suffices to show that λ is associated to N in GL(V). We write V=⨁j∈ℤV⁢(λ,j) for the weight decomposition with respect to λ. We have N⁢(V⁢(λ,j))⊂V⁢(λ,j+2) and Nj:V⁢(λ,−j)→∼V⁢(λ,j) for j≥0 by purity. By the Jacobson–Morozov theorem, these isomorphisms give an 𝔰⁢𝔩2-triple (N,d⁢λ⁢(1),F) in Endℚ¯ℓ(V). Hence λ is associated to N in GL(V) by [24, 5.5, Proposition]. See also [12, Proposition (1.6.9)]. ∎

The following proposition generalizes [41, Lemma 1.4(4)] to general 𝐆. This also follows from [18, Lemma 3.5]. Here, we give a proof in terms of associated cocharacters.

Proposition 3.11.

Let ρi=(ri,Ni), for i=1,2, be Frobenius semisimple 𝐆-valued Weil–Deligne representations of K over ℚ¯ℓ which are pure with respect to μ. If r1 and r2 are 𝐆⁢(ℚ¯ℓ)-conjugate, then

ρ1∼𝐆⁢(ℚ¯ℓ)ρ2.
Proof.

We may assume that r≔r1=r2, and we let w be the Frobenius-weight cocharacter determined by r. Let 𝔤≔Lie(𝐆)ℚ¯ℓ and let 𝔤=⨁τ𝔤τ be the isotypic decomposition of 𝔤 as a WK-representation, where τ runs over the isomorphism classes of irreducible WK-representations over ℚ¯ℓ and 𝔤τ denotes the τ-isotypic component. Put λ≔w−1. Since r commutes with λ, each component 𝔤τ is stable under the action of λ. Hence we have the weight decomposition

𝔤τ=⨁n∈ℤ𝔤τ(λ,n),

where λ⁢(z) acts on 𝔤τ(λ,n) as zn.

Let P≔P𝐆ℚ¯ℓ⁢(λ) be the parabolic subgroup associated with λ. We note that Lie(P)=⨁τ,n≥0𝔤τ(λ,n). By Lemma 3.10, the cocharacter λ is associated to both N1 and N2. By [24, 5.9, Proposition] (see also [8, Lemma 5.7]), the map ⨁τ,n≥0𝔤τ(λ,n)→⨁τ,n≥2𝔤τ(λ,n) defined by Y↦[Y,N1] is surjective. Since each component 𝔤τ(λ,n) is mapped to 𝔤qα⋅τ(λ,n+2), where qα⋅τ is the WK-representation defined by g↦qα⁢(g)⋅τ⁢(g), we see that the induced map ⨁n≥0𝔤1(λ,n)→⨁n≥2𝔤qα(λ,n) is surjective, where 1 denotes the trivial WK-representation.

Let Z𝐆ℚ¯ℓ⁢(r) be the scheme-theoretic centralizer of r⁢(WK). In our setting, we have

Z𝐆ℚ¯ℓ⁢(r)⊂Z𝐆ℚ¯ℓ⁢(λ)⊂P,

and thus the equalities Z𝐆ℚ¯ℓ⁢(r)∩P=Z𝐆ℚ¯ℓ⁢(r) and ⨁n≥0𝔤1(λ,n)=Lie(Z𝐆ℚ¯ℓ⁢(r)) hold. We also note that Z𝐆ℚ¯ℓ⁢(r) is smooth since the characteristic is zero. It follows that the orbit map Z𝐆ℚ¯ℓ⁢(r)→⨁n≥2𝔤qα(λ,n) defined by g↦Ad⁡(g)⁢(N1) has a dense open image. Similarly, the orbit map Z𝐆ℚ¯ℓ⁢(r)→⨁n≥2𝔤qα(λ,n) defined by g↦Ad⁡(g)⁢(N2) also has a dense open image. Since these two images are dense open subsets of the irreducible affine space ⨁n≥2𝔤qα(λ,n), they intersect. In particular, N1 and N2 are conjugate by an element of Z𝐆ℚ¯ℓ⁢(r)⁢(ℚ¯ℓ), as desired. ∎

3.4. Purity with integral coefficients

Assume that 𝐆 has a reductive model 𝒢 over ℤ⁢[1/D0] for some positive integer D0 divisible by p, and μ extends to a central cocharacter of this model. Let 𝔤≔Lie(𝒢). Let ℓ∤D0 be a prime number.

Definition 3.12.

Let ρ=(r,N) be a 𝒢-valued Weil–Deligne representation of K over ℤ¯ℓ. We say that ρ is pure (with respect to μ) if the following conditions hold:

  1. (1)

    The generic fiber ρℚ¯ℓ is pure with respect to μ.

  2. (2)

    The Frobenius-weight cocharacter w:𝔾m→𝐆ℚ¯ℓ of r extends over ℤ¯ℓ.

  3. (3)

    The scheme-theoretic centralizer H≔Z𝒢ℤ¯ℓ⁢(r) of r⁢(WK) is smooth over ℤ¯ℓ.

  4. (4)

    Put λ≔w−1 and

    𝒱≔{X∈⨁n≥2𝔤ℤ¯ℓ(λ,n)∣Ad⁡(r⁢(σ))⁢(X)=qα⁢(σ)⁢X⁢ for every ⁢σ∈WK},

    where 𝔤ℤ¯ℓ=⨁n∈ℤ𝔤ℤ¯ℓ(λ,n) is the weight decomposition with respect to λ. Then the map Lie(H)→𝒱 defined by Y↦[Y,N] is surjective.

This definition is motivated by the principle that purity determines the monodromy operator, up to conjugacy, from the underlying representation of WK. These properties hold automatically on the generic fiber if it is pure and Frobenius semisimple, and they are used in the proof of Proposition 3.11. The following proposition establishes the corresponding uniqueness statement with integral coefficients.

Proposition 3.13.

Let ρi=(ri,Ni) for i=1,2 be 𝒢-valued Weil–Deligne representations of K over ℤ¯ℓ which are pure with respect to μ (in the sense of Definition 3.12) and whose generic fibers are Frobenius semisimple. If r1 and r2 are 𝒢⁢(ℤ¯ℓ)-conjugate, then

ρ1∼𝒢⁢(ℤ¯ℓ)ρ2.
Proof.

Our argument is inspired by the proof of [8, Theorem 5.11]. We may assume that r≔r1=r2. Let w:𝔾m→𝒢ℤ¯ℓ be the Frobenius-weight cocharacter of r and put λ≔w−1. Let H and 𝒱 be as in Definition 3.12. The adjoint action of H preserves 𝒱 and N1,N2∈𝒱. We also write 𝒱 for the corresponding affine space. For i=1,2, consider the orbit map fi:H→𝒱, h↦Ad⁡(h)⁢(Ni). Its differential at the identity is surjective by the assumption. Since H and 𝒱 are smooth, this implies that fi is smooth. In particular, the reduction (fi)𝔽¯ℓ has a dense open image for i=1,2. These two images intersect, and there is an element h¯∈H⁢(𝔽¯ℓ) such that Ad⁡(h¯)⁢(N1⊗ℤ¯ℓ𝔽¯ℓ)=N2⊗ℤ¯ℓ𝔽¯ℓ. The fiber f1−1⁢(N2) is smooth over ℤ¯ℓ and has the 𝔽¯ℓ-point h¯. Since ℤ¯ℓ is henselian, this point lifts to an element h∈H⁢(ℤ¯ℓ) satisfying Ad⁡(h)⁢(N1)=N2. As h centralizes r, it conjugates ρ1 to ρ2. ∎

The following lemma gives a sufficient criterion for integral purity in terms of torsion-freeness of the cokernel of the adjoint action of N, which will be used in Section 5.3.

Lemma 3.14.

Let ρ=(r,N) be a 𝒢-valued Weil–Deligne representation of K over ℤ¯ℓ whose generic fiber is Frobenius semisimple. Assume that ρ satisfies conditions (1)–(3) of Definition 3.12. Let 𝔤ℚ¯ℓ=⨁τ𝔤ℚ¯ℓ,τ be the isotypic decomposition for the WK-action, and put 𝔤ℤ¯ℓ,τ≔𝔤ℤ¯ℓ∩𝔤ℚ¯ℓ,τ. Assume that

𝔤ℤ¯ℓ=⨁τ𝔤ℤ¯ℓ,τ

and that the cokernel of

d:𝔤ℤ¯ℓ⟶𝔤ℤ¯ℓ,Y↦[Y,N]

is torsion-free. Then ρ is pure with respect to μ.

Proof.

It remains to verify condition (4). Let λ≔w−1 and let 𝔤ℤ¯ℓ,τ=⨁n∈ℤ𝔤ℤ¯ℓ,τ(λ,n) be the weight decomposition with respect to λ. As in the proof of Proposition 3.11,

d:⨁n≥0𝔤ℤ¯ℓ,1(λ,n)⟶⨁n≥2𝔤ℤ¯ℓ,qα(λ,n)

is surjective after tensoring with ℚ¯ℓ. Its cokernel is a torsion-free ℤ¯ℓ-module by the assumptions, and hence it is zero. As λ is central in H, the source is Lie(H), and the target is 𝒱. This shows that ρ satisfies condition (4). ∎

4. Weight–monodromy conjecture for hyper-Kähler varieties

Throughout this section, let K be a finite extension of ℚp and let X be a hyper-Kähler variety over K. We fix an embedding K¯↪ℂ. Let 𝐆≔MT⁡(Xℂ) and 𝐆2≔MT2⁡(Xℂ).

In this section, we prove the weight–monodromy conjecture for X as an application of Theorem 2.5. After replacing K by a finite extension, the Mumford–Tate conjecture enables us to construct the associated 𝐆-valued Weil–Deligne representations. Using these representations and the properties of the projection 𝐆→𝐆2, we deduce the weight–monodromy conjecture in every degree from the degree-two case, which is already known. We also prove Frobenius semisimplicity by a similar reduction to the degree-two case.

4.1. Weil–Deligne representations valued in Mumford–Tate groups

We choose a model of X over a finitely generated subfield F⊂K. Let F¯⊂K¯ be the algebraic closure of F. Let Fc/F be a finite extension in F¯ such that for every ℓ, the algebraic monodromy group associated with the representation GFc→GL(He´⁢t∙⁢(XK¯,ℚℓ)) is connected. Such an extension exists by a theorem of Serre [36]; see also [27, Proposition (6.14)]. Let Kc≔K⁢Fc. Then Theorem 2.5 implies that the action of GKc on He´⁢t∙⁢(XK¯,ℚℓ) factors through 𝐆⁢(ℚℓ) for every ℓ (including ℓ=p) under the étale–Betti comparison. We denote this representation by

ϕℓMT:GKc⟶𝐆⁢(ℚℓ)

and the associated 𝐆-valued Weil–Deligne representation of Kc over ℚ¯ℓ by ρℓMT. Let ρℓ,i be the Weil–Deligne representation of K over ℚ¯ℓ associated with He´⁢ti⁢(XK¯,ℚℓ). For each i, let pi:𝐆→GL(HBi⁢(Xℂ,ℚ)) be the natural representation. Then pi∘ρℓMT is equivalent to the restriction ρℓ,i|Kc.

Let s∈𝐆⁢(ℚ) be the parity operator, obtained by evaluating the weight cocharacter at −1; it acts on HBi⁢(Xℂ,ℚ) as (−1)i. We use the following consequence of LLV theory: the degree-two projection

p2:𝐆⟶𝐆2

is a central isogeny with kernel ⟨s⟩; see [39, Lemma 3.2.5]. This kernel is trivial when the odd cohomology vanishes and has order two otherwise.

Using these facts, we can prove the following result.

Proposition 4.1.

For every prime ℓ and every i, the Weil–Deligne representation ρℓ,i of K over ℚ¯ℓ associated with He´⁢ti⁢(XK¯,ℚℓ) is Frobenius semisimple. The 𝐆-valued Weil–Deligne representation ρℓMT is also Frobenius semisimple.

Proof.

Since Frobenius semisimplicity is invariant under finite extensions of K, we may assume that K=Kc. We first show that ρℓ,2 is Frobenius semisimple for every ℓ.

If b2⁢(X)≥4, the Kuga–Satake construction [1] (see also [22, Lemma 4.6] and Section 5.2) reduces the assertion to the corresponding result for abelian varieties, which follows from [19, Exposé IX] when ℓ≠p and from [6] when ℓ=p.

If b2⁢(X)=3, then H1,1⁢(Xℂ) is spanned by a polarization whose orthogonal complement in HB2⁢(Xℂ,ℚ) has rank two. The corresponding special orthogonal group is a torus, which in turn implies that 𝐆2 is a torus. This implies the assertion.

Now write ρℓMT=(rℓMT,NℓMT), and let x be the value of rℓMT at a geometric Frobenius lift. Write x=xs⁢xu for its Jordan decomposition. Since p2⁢(x) is semisimple, we have p2⁢(xu)=1. The kernel of p2 contains no nontrivial unipotent elements, so xu=1. Therefore ρℓMT is Frobenius semisimple. This implies that ρℓ,i is also Frobenius semisimple for every i. ∎

4.2. Weight–monodromy conjecture for hyper-Kähler varieties

We now prove the weight–monodromy conjecture for hyper-Kähler varieties. The degree-two case is already known by Lemma 3.8. To pass to higher degrees, we use the following construction.

Lemma 4.2.

Let Vi=HBi⁢(Xℂ,ℚ) for each integer 0≤i≤2⁢dimX.

  1. (1)

    The action of 𝐆 on Vi⊗2≔Vi⊗Vi factors through 𝐆2.

  2. (2)

    As a 𝐆2-representation, Vi⊗2 is a direct summand of a finite direct sum of representations V2⊗m⊗V2∨,⊗n for some m,n≥0 with m−n=i.

Proof.

(1) The kernel of p2 is generated by s, which acts on Vi as (−1)i and hence trivially on Vi⊗2. The assertion follows since p2 is surjective.

(2) The group 𝐆2 is reductive, and V2 is faithful as a 𝐆2-representation. Thus Vi⊗2 is a direct summand of a finite direct sum of V2⊗m⊗V2∨,⊗n for some m,n≥0 by [28, Theorems 4.14 and 22.42]. The scalar subgroup 𝔾m⊂𝐆2 acts on Vi⊗2 as zi and on V2⊗m⊗V2∨,⊗n as zm−n. Thus we may assume that m−n=i, as required. ∎

The following lemma detects purity from a tensor square.

Lemma 4.3.

Let ρ=(r,N) be a Weil–Deligne representation of K over ℚ¯ℓ. If ρ⊗ρ is pure of weight 2⁢i for some integer i, then ρ is pure of weight i.

Proof.

Let V be the underlying vector space of ρ and let M∙⁢V be the monodromy filtration of N. The monodromy operator on V⊗V is N⊗1+1⊗N. Its monodromy filtration is the convolution of the two filtrations, so

grmM⁢(V⊗V)≃⨁a+b=mgraM⁢V⊗grbM⁢V.

This follows, for instance, from the Jacobson–Morozov theorem; see [12, Proposition (1.6.9)].

Let a be an eigenvalue of geometric Frobenius on grjM⁢V. Then a2 is an eigenvalue on the summand grjM⁢V⊗grjM⁢V of gr2⁢jM⁢(V⊗V). Purity of V⊗V says that a2 is a Weil q2⁢(i+j)-number. It follows that a is a Weil qi+j-number, as desired. ∎

We can now prove the weight–monodromy conjecture (Conjecture 3.7) for hyper-Kähler varieties.

Theorem 4.4.

Let X be a hyper-Kähler variety over K. For every prime ℓ and every integer 0≤i≤2⁢dimX, the Weil–Deligne representation ρℓ,i is pure of weight i.

Proof.

Since purity is invariant under finite extensions, we may assume that K=Kc. Using Lemma 4.2 and the étale–Betti comparison, we see that He´⁢ti⁢(XK¯,ℚℓ)⊗2 is a direct summand of a finite direct sum of He´⁢t2⁢(XK¯,ℚℓ)⊗m⊗He´⁢t2⁢(XK¯,ℚℓ)∨,⊗n with m−n=i as a 𝐆2-representation over ℚℓ. Since the action of GK on total cohomology factors through ϕℓMT:GK→𝐆⁢(ℚℓ), it follows that this splitting is also GK-equivariant. Thus ρℓ,i⊗2 is a direct summand of a finite direct sum of Weil–Deligne representations ρℓ,2⊗m⊗ρℓ,2∨,⊗n with m−n=i. By Lemma 3.8, ρℓ,2 is pure of weight 2, so each ρℓ,2⊗m⊗ρℓ,2∨,⊗n is pure of weight 2⁢(m−n)=2⁢i. Hence ρℓ,i⊗2 is pure of weight 2⁢i. The assertion now follows from Lemma 4.3. ∎

5. Strongly compatible systems with rational and integral coefficients

In this section, we establish strong compatibility for the Weil–Deligne representations valued in Mumford–Tate groups attached to hyper-Kähler varieties over number fields and its integral refinement.

5.1. Compatibility of Weil–Deligne representations

Let F be a number field, and fix an embedding F¯↪ℂ. Let X be an abelian variety or a hyper-Kähler variety over F. Put

VB={HB1⁢(Xℂ,ℚ),if X is an abelian variety,HB∙⁢(Xℂ,ℚ),if X is a hyper-Kähler variety,

and, for every prime ℓ, put

Vℓ={He´⁢t1⁢(XF¯,ℚℓ),if X is an abelian variety,He´⁢t∙⁢(XF¯,ℚℓ),if X is a hyper-Kähler variety.

Let 𝐆=MT⁡(Xℂ) denote the Mumford–Tate group of VB. Write

μ:𝔾m⟶Z⁢(𝐆)

for the weight cocharacter, normalized so that μ⁢(z) acts as z on VB if X is an abelian variety and as zi on HBi⁢(Xℂ,ℚ) for each i if X is a hyper-Kähler variety. By replacing F by a finite extension, we assume that the algebraic monodromy group of Vℓ is connected for every prime ℓ. By Deligne’s theorem on absolute Hodge cycles for abelian varieties [13] and by Theorem 2.5 for hyper-Kähler varieties, the Galois representation on Vℓ factors through

ϕℓMT:GF⟶𝐆⁢(ℚℓ),

where we identify Vℓ with VB⊗ℚℚℓ via the étale–Betti comparison.

Let v∣p be a finite place of F. Applying the construction of Section 3.2 to ϕℓMT|GFv gives a 𝐆-valued Weil–Deligne representation

ρℓ,vMT=(rℓ,vMT,Nℓ,v)

of Fv over an algebraic closure ℚ¯ℓ of ℚℓ for every prime ℓ, including ℓ=p.

Let ℚ¯⊂ℂ be the algebraic closure of ℚ in ℂ, and fix an embedding ιℓ:ℚ¯↪ℚ¯ℓ for every ℓ.

Definition 5.1.

The family {ρℓ,vMT}ℓ is rationally strongly compatible if there exists a 𝐆-valued Weil–Deligne representation ρv of Fv over ℚ¯ satisfying the following conditions:

  1. (1)

    ρvσ∼𝐆⁢(ℚ¯)ρv for every σ∈Gℚ, where ρvσ denotes the base change of ρv along σ:ℚ¯→∼ℚ¯.

  2. (2)

    ρv⊗ℚ¯ℚ¯ℓ∼𝐆⁢(ℚ¯ℓ)ρℓ,vMT for every ℓ, including ℓ=p.

Remark 5.2.

Extension of scalars from ℚ¯ to ℂ induces a bijection between the Gℚ-invariant equivalence classes of 𝐆-valued Weil–Deligne representations of Fv over ℚ¯ and the Aut(ℂ/ℚ)-invariant equivalence classes of 𝐆-valued Weil–Deligne representations of Fv over ℂ. The latter are called “defined over ℚ” in [26, Definition 4.1.7]. Indeed, after fixing a finite quotient through which the inertia subgroup acts, 𝐆-valued Weil–Deligne representations are parametrized by an affine scheme of finite type over ℚ. An Aut(ℂ/ℚ)-invariant 𝐆-conjugacy orbit is locally closed and descends to ℚ¯, so it has a ℚ¯-point. Moreover, two 𝐆-valued Weil–Deligne representations over ℚ¯ that are equivalent over ℂ are already equivalent over ℚ¯ since their transporter is a scheme of finite type over ℚ¯, and hence has a ℚ¯-point whenever it has a ℂ-point. This proves the desired bijection.

Thus Definition 5.1 is equivalent to the formulation of strong compatibility used in [26].

Theorem 5.3 ([26, Theorem 1.2]).

In the above setting, suppose that X is an abelian variety with semistable reduction at v. Then {ρℓ,vMT}ℓ is rationally strongly compatible.

Proof.

This is [26, Theorem 1.2], reformulated using Remark 5.2. ∎

5.2. Strong compatibility for hyper-Kähler varieties

Now we assume that X is a hyper-Kähler variety over F with b2⁢(X)≥4. We shall deduce from Theorem 5.3 its analogue for X after replacing F by a finite extension. For this, we use the Kuga–Satake construction [9, 1].

The ℚ-vector space HB2⁢(Xℂ,ℚ)⁢(1) carries a natural non-degenerate ℚ-quadratic form q, which is called the Beauville–Bogomolov–Fujiki (BBF) form. We denote this quadratic space over ℚ by VB2⁢(1) and let Cl(VB2⁢(1)) be the associated Clifford algebra over ℚ. Let GSpin≔GSpin(VB2⁢(1)) be the associated general spin group and let SO≔SO(VB2⁢(1)). We write

π:GSpin⟶SO,ν:GSpin⟶𝔾m

for the natural projection and the spinor norm, respectively.

In this paper, we employ the following definition.

Definition 5.4.

Let E⊂F¯ be a finite extension of F. We say that X admits a Kuga–Satake abelian variety over E of dimension 2b2⁢(X)−1 if there exists an abelian variety A over E with an isomorphism of ℚ-vector spaces

θ:HB1⁢(Aℂ,ℚ)⟶∼Cl(VB2⁢(1))

satisfying the following conditions:

  1. (1)

    Let

    GSpin↪GL(HB1⁢(Aℂ,ℚ))

    be the injection obtained via θ from left multiplication on Cl(VB2⁢(1)). The Hodge cocharacter μA:𝔾m,ℂ→GL(HB1⁢(Aℂ,ℂ)) factors through GSpinℂ, and the composition 𝔾m,ℂ→μAGSpinℂ→𝜋SOℂ is equal to the Hodge cocharacter associated with VB2⁢(1).

  2. (2)

    For every prime ℓ, the Galois representation

    ϕℓKS:GE⟶GL(He´⁢t1⁢(AF¯,ℚℓ))

    factors through GSpin(ℚℓ) (via the étale–Betti comparison), and via π:GSpinℚℓ→SOℚℓ, this induces the usual GE-action on Vℓ2⁢(1)≔He´⁢t2⁢(XF¯,ℚℓ)⁢(1). Moreover, the composition GE→ϕℓKSGSpin(ℚℓ)→𝜈ℚℓ× is the inverse of the cyclotomic character χℓ.

We call such an abelian variety A, equipped with θ, a Kuga–Satake abelian variety of X over E.

As recalled in [22, Section 4.2], the Kuga–Satake construction [9, 1] provides a Kuga–Satake abelian variety of X over some finite extension E/F in the sense above. In fact, a result of André [1, Theorem 8.4.3] allows us to control the extension E/F as follows.

Lemma 5.5.

Let ℒ be an ample line bundle on X and put

Λℤ^≔He´⁢t2⁢(XF¯,ℤ^⁢(1)),Pℤ^≔c1⁢(ℒ)⟂⊂Λℤ^,

where the orthogonal complement is taken with respect to the BBF form. Write P𝔸f≔Pℤ^⊗ℤ^𝔸f for finite adèles 𝔸f of ℚ. For m=3 or m=4, let Kmad be the image of

Km≔{g∈GSpin(P𝔸f)∩Cl(Pℤ^)×|g−1∈m⁢Cl(Pℤ^)}

under the natural projection to SO(Pℤ^). Let E/F be a finite extension such that the image of GE→O⁢(Pℤ^) is contained in Kmad. Then X admits a Kuga–Satake abelian variety A over E in the sense of Definition 5.4. Moreover, A can be chosen to have semistable reduction at every finite place of E of residue characteristic prime to m.

Proof.

By [1, Theorem 8.4.3], the assumption ensures that the Kuga–Satake construction associated with the even Clifford algebra of the primitive cohomology can be carried out over E, yielding a Kuga–Satake package in the sense of [1, Definition 4.5.1] such that all m-torsion points of the underlying abelian variety B/E are rational over E. (Strictly speaking, we use a different quadratic form from the one in [1], but the same argument applies.) We set A≔B4. Using [1, Variant 4.1.3 and Corollary 6.4.4], together with [22, Lemma 4.6], one can check that there is an isomorphism θ:HB1⁢(Aℂ,ℚ)→∼Cl(VB2⁢(1)) such that A, equipped with θ, is a Kuga–Satake abelian variety over E in the sense of Definition 5.4.

Since all m-torsion points of A are E-rational, it follows from Raynaud’s criterion [19, Exposé IX, Proposition 4.7] that A has semistable reduction at every finite place of E of residue characteristic prime to m. ∎

Assume now that X admits a Kuga–Satake abelian variety A over E of dimension 2b2⁢(X)−1. To relate the higher cohomology of X to the cohomology of A, we use the twisted Looijenga–Lunts–Verbitsky (LLV) representation

R:GSpin⟶∏iGL(HBi⁢(Xℂ,ℚ)).

Here the restriction of R to Spin(VB2⁢(1)) integrates the action of the degree-zero semisimple part of the LLV Lie algebra, and z∈𝔾m⊂GSpin acts in degree i as zi. We refer to [22, Section 3.2] and the references therein for the construction. It follows from a theorem of Verbitsky [43, Theorem 1.4] that 𝐆=MT⁡(Xℂ) is contained in the image R⁢(GSpin); see also [22, Theorem 3.21 and Remark 3.22].

Lemma 5.6.

The composition 𝔾m,ℂ→μAGSpinℂ→𝑅∏iGL(HBi⁢(Xℂ,ℂ)) is the Hodge cocharacter μX of HB∙⁢(Xℂ,ℚ). In particular, we have the following commutative diagram:

MT⁡(Aℂ)𝐆GSpinR⁢(GSpin)∏iGL(HBi⁢(Xℂ,ℚ)).R

The upper horizontal map is the restriction of R and is an isogeny.

We denote the restriction MT⁡(Aℂ)→𝐆 by the same notation R.

Proof.

Both μX and R∘μA take values in R⁢(GSpin)ℂ. Since the projection

p2:∏iGL(HBi⁢(Xℂ,ℚ))⟶GL(HB2⁢(Xℂ,ℚ))

induces a central isogeny from R⁢(GSpin) onto its image, it is enough to show that their degree-two projections are the same. Since p2∘R=ν⋅π, the required equality follows immediately. By the defining property of Mumford–Tate groups, the equality R∘μA=μX implies R⁢(MT⁡(Aℂ))=𝐆. Since ν⋅π has finite kernel, so does R. Thus the restriction R:MT⁡(Aℂ)→𝐆 is an isogeny. ∎

Recall that we assume that the algebraic monodromy group of the action of GF on He´⁢t∙⁢(XF¯,ℚℓ) is connected for every prime ℓ.

Proposition 5.7.

Keep the notation and assumptions above. Let s∈Z⁢(𝐆)⁢(ℚ) be the element which acts as (−1)i on HBi⁢(Xℂ,ℚ).

  1. (1)

    For every ℓ, the homomorphism ϕℓKS:GE→GSpin(ℚℓ) factors through MT⁡(Aℂ)⁢(ℚℓ).

  2. (2)

    There is a unique continuous character ϵ:GE→⟨s⟩={1,s} such that the following diagram commutes for every ℓ:

    GEMT⁡(Aℂ)⁢(ℚℓ)𝐆⁢(ℚℓ).ϕℓKSϵ⁢ϕℓMTR
Proof.

(1) We choose an ample line bundle on X, and write η for its class in VB2⁢(1). Let H⊂GSpin be the stabilizer of η with respect to its usual action on VB2⁢(1) via π. By the properties of the Kuga–Satake abelian variety, we have MT⁡(Aℂ)⊂H and ϕℓKS⁢(GE)⊂H⁢(ℚℓ). We define f:H→GL(HB2⁢(Xℂ,ℚ)) by f=(p2∘R)|H=(ν⋅π)|H. Then the kernel of f is {±1}⊂H. Let MT2⁡(Xℂ)⊂GL(HB2⁢(Xℂ,ℚ)) be the Mumford–Tate group of degree 2. Since MT⁡(Aℂ) contains {±1} and f⁢(MT⁡(Aℂ))=MT2⁡(Xℂ), it follows that f−1⁢(MT2⁡(Xℂ))=MT⁡(Aℂ). By our assumption, the Galois representation ϕℓKS takes values in f−1⁢(MT2⁡(Xℂ)), which proves (1).

(2) For each ℓ, we define ϵℓ:GE→⟨s⟩ by ϵℓ⁢(σ)=ϕℓMT⁢(σ)⋅(R∘ϕℓKS)⁢(σ)−1. We have to show that ϵℓ is independent of ℓ. For this, it suffices to show that the subgroup ker⁡(ϵℓ)⊂GE is independent of ℓ.

Let Jℓ⊂MT(Aℂ)ℚℓ×𝐆ℚℓ be the Zariski closure of the image of

τℓ≔(ϕℓKS,ϕℓMT):GE⟶MT⁡(Aℂ)⁢(ℚℓ)×𝐆⁢(ℚℓ).

We claim that τℓ−1⁢(Jℓ∘⁢(ℚℓ))=ker⁡(ϵℓ). This implies that ker⁡(ϵℓ) is independent of ℓ by a theorem of Serre [36] (see also [27, Proposition (6.14)]). To show the claim, let ΓR⊂MT⁡(Aℂ)×𝐆 be the graph of R. Since 𝐆→MT2⁡(Xℂ) is an isogeny, the degree-two comparison shows that Jℓ∘⊂(ΓR)ℚℓ; see also the proof of [22, Proposition 4.7]. Since R:MT⁡(Aℂ)→𝐆 is an isogeny, Theorem 2.5 implies that Jℓ∘ and (ΓR)ℚℓ have the same dimension. Hence Jℓ∘=(ΓR)ℚℓ. Consequently, we have τℓ−1⁢(Jℓ∘⁢(ℚℓ))=ker⁡(ϵℓ). This completes the proof of (2). ∎

Theorem 5.8.

Let X be a hyper-Kähler variety over a number field F with b2⁢(X)≥4. Assume that the algebraic monodromy group of He´⁢t∙⁢(XF¯,ℚℓ) is connected for every ℓ, and that X admits a Kuga–Satake abelian variety A over F with semistable reduction at a finite place v∣p of F. Let 𝐆≔MT⁡(Xℂ) and consider the associated 𝐆-valued Weil–Deligne representation ρℓ,vMT of Fv over ℚ¯ℓ. Then {ρℓ,vMT}ℓ is rationally strongly compatible in the sense of Definition 5.1.

Proof.

By Lemma 5.6 and Proposition 5.7, there are an isogeny R:MT⁡(Aℂ)→𝐆 over ℚ and a continuous character ϵ:GF→⟨s⟩ such that R∘ϕℓKS=ϵ⁢ϕℓMT for every ℓ. By Theorem 5.3, there exists an MT⁡(Aℂ)-valued Weil–Deligne representation ρvA=(rvA,NvA) of Fv over ℚ¯ realizing the resulting rationally strongly compatible system. Write ϵv for the restriction of ϵ to WFv and set

ρv≔(ϵv⋅(R∘rvA),d⁢R⁢(NvA)).

Since R is defined over ℚ and ϵv takes values in Z⁢(𝐆)⁢(ℚ), the 𝐆⁢(ℚ¯)-conjugacy class of ρv is Gℚ-invariant. The constructions given in Examples 3.1 and 3.2 are compatible with tensor products and send the finite-order character ϵ|GFv to (ϵv,0). Together with functoriality under R, we see that

(ρv)ℚ¯ℓ∼𝐆⁢(ℚ¯ℓ)ρℓ,vMT

for every ℓ, including ℓ=p. This proves the assertion. ∎

Remark 5.9.

The assertion of Theorem 5.8 also holds over a finite extension K/ℚp equipped with an embedding K↪ℂ. More precisely, let X be a hyper-Kähler variety over K with b2⁢(X)≥4. Assume that, for every ℓ, the Galois representation on He´⁢t∙⁢(XK¯,ℚℓ) takes values in MT⁡(Xℂ)⁢(ℚℓ), and that X admits a Kuga–Satake abelian variety over K with semistable reduction. Then the associated MT⁡(Xℂ)-valued Weil–Deligne representations form a rationally strongly compatible system. (Here the notions of a Kuga–Satake abelian variety and rational strong compatibility are understood by extending the definitions above to this local setting in the obvious way.) Indeed, the comparison with Kuga–Satake abelian varieties also holds in this setting by descent to a finitely generated subfield of K and then the same proof applies using the local version of Theorem 5.3; see [26, Remark 5.3.13].

Corollary 5.10.

Let K be a finite extension of ℚp, and let X be a hyper-Kähler variety over K. For every ℓ and i, let ρℓ,i=(rℓ,i,Nℓ,i) be the Weil–Deligne representation of K over ℚ¯ℓ associated with He´⁢ti⁢(XK¯,ℚℓ). There exists a finite extension L/K such that, for every i and every geometric Frobenius lift FrobL∈WL, the characteristic polynomial det(T−rℓ,i⁢(FrobL)) belongs to ℤ⁢[T] and is independent of ℓ, including ℓ=p. If b2⁢(X)=3, one may take L=K.

Proof.

Fix an embedding K¯↪ℂ. Suppose first that b2⁢(X)=3. Then MT⁡(Xℂ) is a torus. Thus, by Theorem 2.5, we see that He´⁢ti⁢(XK¯,ℚℓ) is potentially unramified if ℓ≠p and potentially crystalline if ℓ=p for all i. By the weight–monodromy theorem (Theorem 4.4), all the Frobenius eigenvalues in degree i are therefore of weight i. By [31, Theorems B and D], the alternating traces of all positive powers of FrobK are rational and independent of ℓ, including ℓ=p. Thus the alternating product of characteristic polynomials is rational and independent of ℓ. Since different cohomological degrees have distinct weights, each factor has the same properties as well.

Suppose now that b2⁢(X)≥4. After a finite extension L/K, the Galois representations are valued in the Mumford–Tate group, and XL admits a Kuga–Satake abelian variety over L with semistable reduction. The assertion then follows from Remark 5.9.

Finally, the Frobenius eigenvalues for ℓ≠p are algebraic integers by [31, Proposition 2.1]. Hence the common characteristic polynomials belong to ℤ⁢[T] for all ℓ (including ℓ=p). ∎

The following example shows that the character ϵ in Proposition 5.7 need not be trivial in general.

Example 5.11.

Let F be a number field, let v∣3, and let C be an elliptic curve over F such that EndF(C)ℚ=EndF¯(CF¯)ℚ≃ℚ⁢(−1) and all 3-torsion points of C are rational over F. Suppose that there is a quadratic character ϵ:GF→{±1}, ramified at v, such that the quadratic twist Cϵ of C by ϵ has good reduction at v. Then for every ℓ≠3, the inertia subgroup Iv acts on He´⁢t1⁢(CF¯,ℚℓ) through the character ϵ.

Let S≔C×C and let X=K2⁢(S) be the associated generalized Kummer fourfold over F. We have GF-equivariant decompositions

He´⁢t2⁢(XF¯,ℚℓ) ≃He´⁢t2⁢(SF¯,ℚℓ)⊕ℚℓ⁢(−1),
He´⁢t3⁢(XF¯,ℚℓ) ≃He´⁢t3⁢(SF¯,ℚℓ)⊕He´⁢t1⁢(SF¯,ℚℓ)⁢(−1),
He´⁢t4⁢(XF¯,ℚℓ) ≃Sym2He´⁢t2⁢(XF¯,ℚℓ)⊕ℚℓ⁢(−2)⊕80

and similarly for Betti cohomology groups. For the third identification, see [17, Theorem 1.1]. These decompositions are obtained from algebraic correspondences defined over F and are compatible with the étale–Betti comparison.

Put

T≔MT⁡(Cℂ)≃Resℚ⁢(−1)/ℚ⁡𝔾m.

Since all endomorphisms of CF¯ are defined over F, the Galois representation on He´⁢t1⁢(CF¯,ℚℓ) takes values in T⁢(ℚℓ) for every ℓ. The above decompositions give a representation

Φ:T⟶∏jGL(HBj⁢(Xℂ,ℚ))

such that Φ⁢(T)=MT⁡(Xℂ) and, for every ℓ, the composition

GF⟶T⁢(ℚℓ)⟶Φ∏iGL(He´⁢ti⁢(XF¯,ℚℓ))

is the usual Galois representation on the total cohomology of X. In particular, the algebraic monodromy group of X is connected (for every ℓ).

Finally, let U⊂VB2⁢(1) be the orthogonal complement of Pic(X)ℚ=Pic(XF¯)ℚ. The CM structure gives

T≃GSpin(U)⟶GSpin(VB2⁢(1)).

Since Cϵ and C are isomorphic over ℂ, they have the same T-representation on HB1. Thus there exists a T-equivariant isomorphism

θ:HB1⁢((Cϵ)ℂ,ℚ)⊕64⟶∼Cl(VB2⁢(1)).

We set A≔(Cϵ)64. By construction, one can check that A, equipped with the isomorphism θ, is a Kuga–Satake abelian variety over F in the sense of Definition 5.4. Since A has good reduction at v, the inertia subgroup Iv acts trivially on He´⁢t1⁢(AF¯,ℚℓ) for ℓ≠3. On the other hand, it acts on He´⁢t3⁢(XF¯,ℚℓ) through the nontrivial character ϵ|Iv. Thus the character in Proposition 5.7 is nontrivial.

5.3. An integral refinement of strong compatibility

Keep the notation and hypotheses of Section 5.1. In particular, X denotes an abelian variety over F, or a hyper-Kähler variety over F. Assume in addition that b2⁢(X)≥4 if X is a hyper-Kähler variety. Put

ΛB={HB1⁢(Xℂ,ℤ),if X is an abelian variety,HB∙⁢(Xℂ,ℤ),if X is a hyper-Kähler variety.

Let 𝐆≔MT⁡(Xℂ). Let v∣p be a finite place of F and let q be the order of the residue field of Fv. If X is an abelian variety, assume that it has semistable reduction at v. If X is a hyper-Kähler variety, assume that it admits a Kuga–Satake abelian variety over F with semistable reduction at v.

By Theorems 5.3 and 5.8, we may choose a Frobenius semisimple 𝐆-valued Weil–Deligne representation ρv=(rv,Nv) over ℚ¯ such that

(ρv)ℚ¯ℓ∼𝐆⁢(ℚ¯ℓ)ρℓ,vMT

for every ℓ. We note that rv⁢(IFv) is trivial in the abelian case by the semistable reduction assumption. In the hyper-Kähler case, it is contained in Z⁢(𝐆)⁢(ℚ¯) by Proposition 5.7.

Definition 5.12.

We fix a positive integer D0 divisible by p, with the following properties:

  1. (a)

    ΛB,ℤ⁢[1/D0]≔ΛB⊗ℤℤ⁢[1/D0] is torsion-free.

  2. (b)

    The schematic closure 𝒢⊂GL(ΛB,ℤ⁢[1/D0]) of 𝐆 is a reductive group scheme over ℤ⁢[1/D0].

  3. (c)

    Every prime ℓ∤D0 satisfies ℓ>b1⁢(X) when X is an abelian variety and ℓ>maxi⁡bi⁢(X) when X is a hyper-Kähler variety.

  4. (d)

    q−1∈ℤ⁢[1/D0]× and for every geometric Frobenius lift Frobq∈WFv, any two distinct eigenvalues a,b of rv⁢(Frobq) on HBi⁢(Xℂ,ℚ)⊗ℚℚ¯ satisfy a−b∈ℤ¯⁢[1/D0]×, where i=1 if X is an abelian variety and i is arbitrary if X is a hyper-Kähler variety.

  5. (e)

    ρv extends to a 𝒢-valued Weil–Deligne representation of Fv over ℤ¯⁢[1/D0]:

    ρvint=(rvint,Nvint).

    Here ℤ¯ is the ring of algebraic integers in ℚ¯.

These conditions can be achieved by taking D0 sufficiently divisible.

For a prime ℓ∤D0, the representation ϕℓMT takes values in 𝒢⁢(ℤℓ). By Example 3.4 and Proposition 3.5, we obtain the associated 𝒢-valued Weil–Deligne representation

ρℓ,vMT,int=(rℓ,vMT,int,Nℓ,vMT,int)

of Fv over ℤ¯ℓ, whose equivalence class is independent of all choices in the construction. Its generic fiber is equivalent to ρℓ,vMT.

Proposition 5.13.

Let ℓ∤D0 be a prime. The representations (rvint)ℤ¯ℓ and rℓ,vMT,int are 𝒢⁢(ℤ¯ℓ)-conjugate. Here (rvint)ℤ¯ℓ denotes the base change of rvint along the map ℤ¯⁢[1/D0]→ℤ¯ℓ induced by ιℓ. Moreover, their scheme-theoretic centralizers in 𝒢ℤ¯ℓ are smooth over ℤ¯ℓ.

Proof.

Fix a geometric Frobenius lift Frobq∈WFv, and put

x≔(rvint)ℤ¯ℓ⁢(Frobq),y≔rℓ,vMT,int⁢(Frobq).

Their generic fibers are semisimple and 𝐆⁢(ℚ¯ℓ)-conjugate by rational strong compatibility. The centralizers of x and y in 𝒢ℤ¯ℓ are smooth and contain maximal tori Tx and Ty of 𝒢ℤ¯ℓ by Lemma 3.6. Since a maximal torus is its own centralizer, we have x∈Tx⁢(ℤ¯ℓ) and y∈Ty⁢(ℤ¯ℓ). By [7, Theorem 3.2.6], these tori are 𝒢⁢(ℤ¯ℓ)-conjugate, so we may assume that x,y∈T⁢(ℤ¯ℓ) for a common maximal torus T. Their generic fibers then lie in the same orbit with respect to the action of the Weyl group associated with T. The corresponding element in the Weyl group lifts to an element g∈N𝒢ℤ¯ℓ⁢(T)⁢(ℤ¯ℓ) since the Weyl group (scheme) is finite étale and ℤ¯ℓ is strictly henselian. It follows that g⁢x⁢g−1=y.

The images of the inertia subgroup for both representations are central, and rational strong compatibility implies that their restrictions to the inertia subgroup are the same. It follows that (rvint)ℤ¯ℓ and rℓ,vMT,int are conjugate by the element g. Their centralizers equal those of x and y, respectively, and hence are smooth over ℤ¯ℓ. ∎

We shall prove that there is a positive integer D, divisible by D0, such that for every prime ℓ∤D, both (ρvint)ℤ¯ℓ and ρℓ,vMT,int are pure in the sense of Definition 3.12. The key ingredient for this is the following torsion-freeness result.

Proposition 5.14.

Let K be a finite extension of ℚp, and let X be an abelian variety or a hyper-Kähler variety over K. Fix integers i,m,n≥0, and consider the GK-module

He´⁢ti⁢(XK¯,ℤℓ)⊗m⊗ℤℓHe´⁢ti⁢(XK¯,ℤℓ)∨,⊗n.

For all but finitely many ℓ≠p, the monodromy operator Nℓ of the Weil–Deligne representation ρℓ=(rℓ,Nℓ) of K over ℤ¯ℓ associated with this GK-module (Example 3.4) has the following property (t-f): For all j≥0, the cokernel of (Nℓ)j is torsion-free.

Proof.

The property (t-f) is preserved by duals and tensor products after excluding finitely many further primes. Indeed, by [23, Lemma 2.10] and Nakayama’s lemma, (t-f) is equivalent to compatibility of the monodromy filtration with reduction to 𝔽¯ℓ. This compatibility is preserved by duals and tensor products, since the formulas given in [12, Proposition (1.6.9)] remain valid over 𝔽¯ℓ outside a finite set of primes depending only on the ranks of the underlying modules. Thus it suffices to consider the Weil–Deligne representation ρℓ=(rℓ,Nℓ) of K over ℤ¯ℓ associated with He´⁢ti⁢(XK¯,ℤℓ). If X is an abelian variety, then the assertion is proved in [23]; more precisely, this follows from [23, Theorem 3.7 and Proposition 3.10(ii)]. We assume that X is a hyper-Kähler variety over K. If i=2, then this again follows from [23]. We shall deduce the general case from this case.

We choose an embedding K↪ℂ and let 𝐆≔MT⁡(Xℂ). We may assume that K=Kc and obtain the representation ϕℓMT:GK→𝐆⁢(ℚℓ) for all ℓ as in Section 4.1. By Lemma 4.2, HBi⁢(Xℂ,ℚ)⊗2 is a direct summand of a finite direct sum of HB2⁢(Xℂ,ℚ)⊗a⊗HB2⁢(Xℂ,ℚ)∨,⊗b for some a,b as a 𝐆-representation. From this, we see that He´⁢ti⁢(XK¯,ℤℓ)⊗2 is a direct summand of a finite direct sum of He´⁢t2⁢(XK¯,ℤℓ)⊗a⊗He´⁢t2⁢(XK¯,ℤℓ)∨,⊗b as a GK-module for all but finitely many ℓ≠p. It follows that ρℓ⊗2 satisfies property (t-f). Finally, property (t-f) can be detected on tensor squares for sufficiently large ℓ. Indeed, the monodromy filtration on a tensor square is the tensor product filtration, both in characteristic zero and, for all but finitely many ℓ, after reduction to 𝔽¯ℓ. Since a filtration is determined by its tensor square, compatibility of the monodromy filtration with reduction for ρℓ⊗2 implies the same compatibility for ρℓ. Thus ρℓ also has property (t-f). This completes the proof. ∎

Remark 5.15.

The torsion analogue of the weight–monodromy conjecture formulated in [23, Conjecture 3.5] also holds for hyper-Kähler varieties over K in every degree. Indeed, this follows from Theorem 4.4 and Proposition 5.14 together with [23, Proposition 3.10(iii)].

We return to the notation and assumptions of this subsection. Recall that μ:𝔾m→𝐆 is the weight cocharacter. This extends to a cocharacter of 𝒢, which we denote by the same notation μ.

Proposition 5.16.

There exists a positive integer D divisible by D0, such that, for every prime ℓ∤D, both

(ρvint)ℤ¯ℓandρℓ,vMT,int

are pure with respect to μ in the sense of Definition 3.12.

Proof.

We want to apply Lemma 3.14. By the preceding results (and the corresponding known results for abelian varieties), the generic fibers are Frobenius semisimple and pure with respect to μ. Condition (d) implies that the Frobenius-weight cocharacters are defined over ℤ¯ℓ for every ℓ∤D0. Moreover, the scheme-theoretic centralizers of the corresponding actions of WFv are smooth over ℤ¯ℓ by Proposition 5.13. Thus conditions (1)–(3) of Definition 3.12 hold.

Let 𝔤≔Lie(𝒢). Since ρv is defined over ℚ¯, it is easy to see that there exists a positive integer D divisible by D0, such that, for every prime ℓ∤D, the isotypic decomposition of 𝔤ℚ¯ℓ for the action of rvint⁢(WFv) is defined over ℤ¯ℓ. By Proposition 5.13, the same holds for rℓ,vMT,int.

It remains to show that for all but finitely many ℓ, the cokernels of

d1:𝔤ℤ¯ℓ⟶𝔤ℤ¯ℓ,Y↦[Y,Nvint]

and

d2:𝔤ℤ¯ℓ⟶𝔤ℤ¯ℓ,Y↦[Y,Nℓ,vMT,int]

are torsion-free. Since ρv is defined over ℚ¯, one can easily check the assertion for d1. For d2, we note that the natural 𝐆-equivariant inclusion

𝔤ℚ↪⨁iEnd(HBi⁢(Xℂ,ℚ))

splits since 𝐆 is reductive. After enlarging D, we may assume that the inclusion and splitting extend over ℤ⁢[1/D]. Under the étale–Betti comparison, this splitting is also GFv-equivariant. Now Proposition 5.14 implies that after enlarging D further, the cokernel of d2 is torsion-free for every ℓ∤D.

All the hypotheses of Lemma 3.14 are now satisfied for both representations. ∎

Theorem 5.17.

There exists a positive integer D divisible by D0, such that, for every prime ℓ∤D, we have

(ρvint)ℤ¯ℓ∼𝒢⁢(ℤ¯ℓ)ρℓ,vMT,int.
Proof.

By Proposition 5.16, we may choose D divisible by D0 such that both representations are pure with respect to μ for every ℓ∤D. Their generic fibers are Frobenius semisimple, and the representations (rvint)ℤ¯ℓ and rℓ,vMT,int are 𝒢⁢(ℤ¯ℓ)-conjugate by Proposition 5.13. The assertion therefore follows from Proposition 3.13. ∎

Acknowledgements

We thank Ziquan Yang for drawing our attention to the papers [25, 26]. We also thank Salvatore Floccari, Tetsushi Ito, Teruhisa Koshikawa, and Teppei Takamatsu for helpful discussions, particularly on the LLV representation, strong compatibility, and the ℓ-independence of Frobenius characteristic polynomials. We are grateful to Zhiyuan Li, Ben Moonen, and Ziquan Yang for their valuable comments on an early draft of this manuscript.

Funding information

K. Ito is supported by JSPS KAKENHI Grant Numbers 24K16887 and 24H00015. H. Zou is supported by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation), Project-ID 491392403, TRR 358.

AI declarations

This project began in early 2026, and most of the results presented here, including the weight–monodromy conjecture and the strong compatibility, were obtained before August 2026 without any assistance from generative AI tools. Thereafter, Codex and Claude Code were used to assist with exposition, literature searches, statement simplification, and proof audits. The uses described below bear on the mathematical content.

The second author arrived at the statement of Lemma 2.1 after completing his project with Zhichao Tang [39], and used it to rule out the case in which the unipotent radical is isomorphic to the additive group 𝔾a; at the time he did not realize that a full proof of semisimplicity was within reach. The reduction of a general unipotent quotient to the case of 𝔾a, given in Proposition 2.2, was pointed out by ChatGPT 5.6 Sol in August 2026, while he was asking about an unrelated general fact on algebraic groups during the Algebraic Geometry Summer School at SCMS, Shanghai. With the Mumford–Tate conjecture then available in full, rather than only in its semisimple version, several technical workarounds could be dropped. In preparing Section 5, the first author used ChatGPT 6 Astra to help clarify how to control the finite extensions of base fields required in the argument. In particular, the proof of Proposition 5.7 and the example in Example 5.11 were found with its help.

All AI outputs bearing on the mathematical content were verified independently by the authors.

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